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FINRA Investment Company and Variable Contracts Products Representative Qualification Examination (IR)
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Question #1
#1
Multiple Choice
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Which of the following statements about the over-the-counter market is true?
A.
Only penny stocks are traded in the over-the-counter market.
B.
Trades in the over-the-counter market are conducted via the auction process.
C.
Only bonds and other debt instruments are traded in the over-the-counter market.
D.
Stocks that are listed on exchange floors are also traded in the over-the-counter market.
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