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FINRA Investment Company and Variable Contracts Products Representative Qualification Examination (IR)
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Question #9
#9
Multiple Choice
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Which of the following is an example of a primary market transaction?
A.
Exco Resources (XCO) sells a new issue of 7.5%, 8-year notes.
B.
Ms. Talker calls her broker and places a market order to sell shares of AT&T (T) on the NYSE.
C.
Mr. Safe purchases a Treasury bill with two weeks remaining to maturity.
D.
Mr. Green places an order to buy shares of Sunvalley Solar, Inc. (SSOL), a stock selling on the OTC Bulletin Board.
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Exam SERIES-6 Topic 1 Question 9
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